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Case Digest: Iloilo Traders Finance, Inc. vs. Heirs of Oscar Soriano, Jr. G.R. No. 149683

Iloilo Traders Finance, Inc. vs. Heirs of Oscar Soriano, Jr. G.R. No. 149683; June 16, 2003

Subject: Obligations and Contracts

FACTS

Spouses Oscar Soriano and Marta Soriano executed 2 promissory notes, secured by real property mortgages, in favor of petitioner Iloilo Traders Finance, Inc. (ITF). When Sorianos defaulted on the notes, ITF moved for the extrajudicial foreclosure of the mortgages. The parties entered into an “Amicable Settlement” but the trial court required the parties to first give some clarifications on a number of items. The parties failed to comply with the court order.

The trial court disapproved the amicable settlement and set case for pre-trial. Seven years later when the Soriano couple filed a motion to submit anew amicable settlement, the motion was opposed by ITF on the ground that the amount expressed in the settlement would no longer be accurate considering the lapse of seven years. Trial Court denied the Soriano motion and affirmed by the Court of Appeals

ISSUE

Whether or not the amicable settlement entered into between the parties has novated the original obligation

RULING

No. An extinctive novation would thus have the twin effects of, first, extinguishing an existing obligation and, second, creating a new one in its stead. This kind of novation presupposes a confluence of four essential requisites: (1) a previous valid obligation, (2) an agreement of all parties concerned to a new contract, (3) the extinguishment of the old obligation, and (4) the birth of a valid new obligation.[6] Novation is merely modificatory where the change brought about by any subsequent agreement is merely incidental to the main obligation (e.g., a change in interest rates[7] or an extension of time to pay[8]); in this instance, the new agreement will not have the effect of extinguishing the first but would merely supplement it or supplant some but not all of its provisions.

An amicable settlement or a compromise is a contract whereby the parties, by making reciprocal concessions, avoid a litigation or put an end to one already commenced. It may be judicial or extrajudicial; the absence of court approval notwithstanding, the agreement can become the source of rights and obligations of the parties.

In the case at bar, the amicable settlement contained modificatory changes. Thus, (1) it increased the indebtedness; (2) it extended the period of payment; and (3) it provided for a waiver of claims, counterclaims, attorney’s fees or damages that the debtor spouses might have against their creditor, but the settlement neither cancelled, nor materially altered the usual clauses in, the real estate mortgages.

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